SEC Hurricane Sandy Information

Information for EDGAR Filers You should file when you are able.  The Divisions will handle requests for filing date adjustments on a case by case basis. The EDGAR system is operating normally and the Divisions of Corporation Finance and Investment Management Filer Support teams remain available. Source Regulation SHO FAQ Regarding Hurricane Sandy Investor Alert: […]

Jumpstart Our Business Startups Act

On April 5, 2012, the Jumpstart Our Business Startups (JOBS) Act was signed into law by President Barack Obama. SEC FAQ Emerging Growth Companies (Title I) General Applicability of Title I Confidential Submission Process for Emerging Growth Companies Crowdfunding (Title III) Crowdfunding Intermediaries Notice: Use of the Crowdfunding Exemption Exchange Act Registration and Deregistration (Titles […]

Annual Reports

EDGAR EDGAR search by Company or fund name, ticker symbol, CIK (Central Index Key), file number, state, country, or SIC (Standard Industrial Classification) Most recent filings Full text (past four years) Boolean and advanced searching, including addresses Key mutual fund disclosures Mutual fund voting records Mutual fund name, ticker, or SEC key (since Feb. 2006) […]

List of SEC forms

Long list of SEC forms Number Description SEC Number Updated 1933 Act — Forms 1-A Offering Statement under Regulation A SEC486 12/2013 2-A Report of sales and use of proceeds pursuant to Rule 257 of Regulation A SEC816 04/2005 144 Notice of proposed sale of securities pursuant to Rule 144 SEC1147 08/2007 CB Tender offer/rights […]