SEC Hurricane Sandy Information

Information for EDGAR Filers You should file when you are able.  The Divisions will handle requests for filing date adjustments on a case by case basis. The EDGAR system is operating normally and the Divisions of Corporation Finance and Investment Management Filer Support teams remain available. Source Regulation SHO FAQ Regarding Hurricane Sandy Investor Alert: […]

List of SEC forms

Long list of SEC forms Number Description SEC Number Updated 1933 Act — Forms 1-A Offering Statement under Regulation A SEC486 12/2013 2-A Report of sales and use of proceeds pursuant to Rule 257 of Regulation A SEC816 04/2005 144 Notice of proposed sale of securities pursuant to Rule 144 SEC1147 08/2007 CB Tender offer/rights […]